We’re specialists in financial regulation. Whether you need a partner to deliver regulatory change, support dealing with the regulator, help with day-to-day compliance, or simply peace of mind you’re on the right track, we’re here to help.
24 April 2024 | Americas
The SEC has issued a risk alert regarding marketing rule compliance for investment advisers, highlighting the staff’s findings following the implementation of the new Marketing Rule in November 2022. Published…
17 April 2024 | Asia
With its response to the July 2023 consultation paper, the MAS has now finalised the key segregation and custody requirements for digital payment token services. The amendments are published in…
8 April 2024 | Asia
The MAS has issued its response to the Consultation Paper on Repeal of Regulatory Regime for Registered Fund Management Companies. Announced on the 28th March, it comes as no surprise…
…of firms say that they don’t have enough time to review all regulatory developments properly
On average, a regulatory change needs to be interpreted and implemented every 12-minutes. RegTech can help ease this burden…