Bovill Briefing Notes are intended to provide a concise written summary of key issues and action points that firms may need to consider. A selection of these notes is available for reference below, in PDF document format. Please bear in mind that the notes reflect the position as at the date they were produced. If you would like further information on any of these subjects, please don't hesitate to contact us.
The Mortgage Market Review (February 2012)
Proposal For A Regulation On Venture Capital Funds (January 2012)
MiFID Review And Investor Protection (December 2011)
MiFID Review And The Markets (December 2011)
UCIS - The Next Toxic Product? (November 2011)
European Regime For Venture Capital (September 2011)
AIFMD Update (September 2011)
Assessing Suitability (August 2011)
The Bribery Act (June 2011)
Implications Of Dodd-Frank To UK Investment Managers (June 2011)
RDR: Independent & Restricted Advice (April 2011)
Effective Corporate Governance (April 2011)
CASS - Protecting Client Assets (April 2011)
MiFID - Proposed Amendments (March 2011)
Delivering The RDR - Professionalism (February 2011)
Achieving Proportionate Compliance With The Revised Remuneration Code (January 2011)
The FSA's Proposed Guidance Assessing Suitability: Establishing A Client's Risk (January 2011)
Treating Customers Fairly
The Remuneration Code (September 2010)
Financial Crime: Are You Doing Enough To Prevent It? (July 2010)
Preparing Your ICAAP (June 2010)
The Retail Distribution Review: The Final Rules (May 2010)
The Mortgage Market Review - An Update (April 2010)
Effective Corporate Governance (February 2010)
Strengthening Liquidity Standards (February 2010)
The Mortgage Market Review (November 2009)
Reforming Remuneration Practices in Financial Services (September 2009)
The Walker Review (September 2009)
The Retail Distribution Review (August 2009)
Draft EU Directive on Alternative Investment Fund Managers (May 2009)
Strengthening Liquidity Standards (April 2009)
ICAAP: The Internal Capital Adequacy Assessment Process (April 2009)
The Turner Review: What It Means For Investment Firms (March 2009)
An Introduction to GENPRU and BIPRU (March 2009)
Recent Enforcement Cases: Market Abuse and Inside Information (February 2009)
The Financial Ombudsman Service (January 2009)
Retail Distribution Implementation Programme (December 2008)
TCF – Meeting The December Deadline (November 2008)
Consolidated Supervision (October 2008)
Data Loss In Financial Services Firms – Recognising The Threat (July 2008)
Embedding Treating Customers Fairly (July 2008)
Data Protection And Privacy (June 2008)
Third Money Laundering Directive (May 2008)
Integrated Regulatory Reporting (April 2008)
Arrow II (March 2008)
Complaints and Root Cause Analysis (January 2008)
Treating Customers Fairly (December 2007)
Internal Capital Adequacy Assessment Process (ICAAP) (November 2007)
Conflicts of Interest Under MiFID (May 2007)
Systems And Controls Requirements: The "Common Platform" (January 2007)