Bovill Briefing Notes are intended to provide a concise written summary of key issues and action points that firms may need to consider. A selection of these notes is available for reference below. Please bear in mind that the notes reflect the position as at the date they were produced. If you would like further information on any of these subjects, please don't hesitate to contact us.
The Retail Distribution Review: The Final Rules (May 2010) (PDF document - 115kB)
The Mortgage Market Review - An Update (April 2010) (PDF document - 117kB)
Effective Corporate Governance (February 2010) (PDF document - 118kB)
Strengthening Liquidity Standards (February 2010) (PDF document - 141kB)
The Mortgage Market Review (November 2009) (PDF document - 113kB)
Reforming Remuneration Practices in Financial Services (September 2009) (PDF document - 122kB)
The Walker Review (September 2009) (PDF document - 116kB)
The Retail Distribution Review (August 2009) (PDF document - 119kB)
Draft EU Directive on Alternative Investment Fund Managers (May 2009) (PDF document - 113kB)
Strengthening Liquidity Standards (April 2009) (PDF document - 135kB)
ICAAP: The Internal Capital Adequacy Assessment Process (April 2009) (PDF document - 114kB)
The Turner Review: What It Means For Investment Firms (March 2009) (PDF document - 114kB)
An Introduction to GENPRU and BIPRU (March 2009) (PDF document - 128kB)
Recent Enforcement Cases: Market Abuse and Inside Information (February 2009) (PDF document - 120kB)
The Financial Ombudsman Service (January 2009) (PDF document - 116kB)
Retail Distribution Implementation Programme (December 2008) (PDF document - 118kB)
TCF – Meeting The December Deadline (November 2008) (PDF document - 114kB)
Consolidated Supervision (October 2008) (PDF document - 127kB)
Data Loss In Financial Services Firms – Recognising The Threat (July 2008) (PDF document - 112kB)
Embedding Treating Customers Fairly (July 2008) (PDF document - 120kB)
Data Protection And Privacy (June 2008) (PDF document - 140kB)
Third Money Laundering Directive (May 2008) (PDF document - 124kB)
Integrated Regulatory Reporting (April 2008) (PDF document - 125kB)
Arrow II (March 2008) (PDF document - 125kB)
Complaints and Root Cause Analysis (January 2008) (PDF document - 119kB)
Treating Customers Fairly (December 2007) (PDF document - 118kB)
Internal Capital Adequacy Assessment Process (ICAAP) (November 2007) (PDF document - 122kB)
Conflicts of Interest Under MiFID (May 2007) (PDF document - 102kB)
Systems And Controls Requirements: The "Common Platform" (January 2007) (PDF document - 108kB)