We provide a full range of consultancy advice, reviews and compliance support services to firms regulated by the Financial Services Authority (FSA) and others, including entities seeking FSA authorisation and firms and individuals who are uncertain about whether their activities need to be regulated. Please browse our services pages for details of the wide range of services we offer.
The themes described on the pages that follow have been pulled together from a number of sources, including:
- The FSA's Business Plan 2011/12;
- The FSA's Prudential Risk Outlook (published in March 2011);
- The FSA's Retail Conduct Risk Outlook (published in February 2011);
- Current global and European regulatory initiatives; and
- Our own and our clients' recent experiences.
We hope that you will find them informative in planning your own work in these areas.