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The business world is fretting about Brexit, and so are Compliance Officers. However, our survey found that Compliance Officers think SMCR is as big a challenge as Brexit. How does your firm’s biggest compliance challenges for 2019 compare to others?
For many, 2018 was dominated by Brexit and MiFID II and there’s little sign of either taking up less resource in the year ahead. With the implementation of the Senior Managers and Certification Regime (SMCR), additional reporting requirements arising under CSDR and the Securities Financing Transactions Regime, and the potential abolition of LIBOR, 2019 is looking every bit as busy as 2018.
We surveyed over 150 senior compliance professionals about their biggest challenges for 2019. The results are published in the graph below. How do yours compare?
If you’re in need of a compliance detox and new year’s resolution, get in touch with our experts today.
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