Managing market abuse in the new norm

Managing market abuse in the new norm

The focus on market abuse is showing no sign of letting up. And as markets have evolved, regulators are keeping pace by growing their capabilities to detect more complex abusive behaviours, such as spoofing, layering and cornering.

Fines continue to be issued for market abuse offences, and so do fines for control failings, even in cases where no market abuse was discovered.

After an unprecedented year in 2020, has anything changed in terms of the regulators’ expectations? Are you on still on top of your market abuse risks?

Our webinar looked at recent cases and communications and unpicked what you need to know, covering:

  • An overview of recent market abuse cases
  • Lessons learned from recent FCA supervisory work
  • Responding to the most recent FCA Marketwatch publications

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