Regtech showcase: Managing compliance risk

Effective risk management is at the heart of compliance. And regulators expect to see evidence that it is done well. But all too often it creates ever-growing unwieldy spreadsheets which need regular review.

In this webinar, we looked at what the FCA expects to see when it comes to risk management. In particular, we focused on common challenges – relevant whether you’re looking at financial crime, market abuse, CASS, prudential or wider conduct risk.

We were joined by our friends at Grath to take a look at how software can help, walking through how their platform can streamline risk identification and assessment, build and automate risk monitoring plans and track actions with attestation management.