Regtech Showcase: Mastering communications surveillance

The FCA expect firms to have adequate systems and controls in place to detect suspicious transactions and behaviours in the marketplace. Yet with the surge in ‘off-channel’ communications such as text messages, messaging and collaboration apps, and virtual meetings, identifying misconduct is only getting harder.

Joined by our friends at Fingerprint, who walked us through their communications supervision platform, this webinar looked at how technology can support to:

  • reconstruct activities, assess behaviours, and build cases.
  • proactively monitor communications across multiple channels
  • ensure conduct obligations are being met
  • evidence a robust approach to the regulator and provide assurance to the board.


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