11 Mar 2021, 10:00 am - 11:00 am | UK & Europe
The proposed requirement to take clients’ ESG preferences into account when giving advice is likely to be a game changer for wealth managers and investment advisers. And anyone involved in investment management is likely to be affected in one way or another.
The ‘MiFID suitability’ requirement will be applicable whether giving advice on a specific product or a service, or when managing a portfolio.
In this RegTech Showcase webinar, we looked at the likely new regulatory requirements for ESG and suitability in the UK and how to get ahead of some of the challenges. We specifically discussed:
- How to engage with clients and record their views
- How to demonstrate you’ve taken those views into account in your investment process, your recommendations and the portfolios you build
- How to manage ESG exposures. Where does the data come from?
- How to stay in line
- How to report to clients
We were joined by our friends from BITA Risk to take a look at how technology can help navigate the complexity and streamline the process from client profiling to portfolio analysis, construction and reporting.
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