20 Jan 2021, 10:00 am - 11:00 am | UK & Europe
The transaction reporting regime brought in by MiFID II has now been with us for three years. The response from the industry has been positive, with firms making significant investment to make sure that reporting is timely, complete and accurate.
For many, the focus so far has been on operationalising the process of reporting: ensuring files are consistently delivered and rejections from the ARM or FCA are effectively managed. But now the FCA expects firms to focus on how they manage transaction reporting on an ongoing basis. The regulator’s expectations are rising when it comes to robust controls and governance.
In this Regtech Showcase, we looked at what the regulator expects to see when it comes to transaction reporting. We were joined by our friends at Qomply, who showed us how their tools ensure accuracy of reporting – including a user-friendly solution for performing checks and reconciliations.
If you wish to request the materials from the webinar, please email us at briefings@bovill.com
