Bovill Financial Crime briefing | Regulatory reviews: prevention is better than cure | London | Event date: Thursday 22 March 2018
With financial crime compliance a permanent fixture as an FCA priority, and the FATF Mutual Evaluation of the UK in early 2018, firms are increasingly under scrutiny to show that their controls are up to scratch.
Please note that bookings for this event are now closed.
A Skilled Person review (s.166) or a Monitorship following a deferred prosecution agreement are key tools in a regulator’s or law enforcement’s tool box. Such financial crime reviews can put firms under huge pressure from a resource and financial perspective. Our March briefing focused on exploring these two tools. We explained the similarities and differences, as well as offering practical guidance around how to navigate them, and importantly, considerations as to how not to find yourself under the scrutiny in the first place.
Bookings are closed for this event.