Bovill briefing | Compliance monitoring: are you satisfying your regulator, your board and your investors? | London | Event date: Thursday 24 May 2018
Is compliance monitoring given sufficient importance in your organisation? Is it an integral part of your planning and resourcing? Is it aligned to your risks? Are the right people conducting your monitoring and have you got the balance right between compliance advisory and monitoring activities? Do you understand who all your compliance monitoring stakeholders are and what their expectations are?
We do a lot of work helping firms design a risk based, proportionate compliance monitoring programme that produces relevant and interesting information that can be used to evidence a firm’s compliance culture. In this Bovill briefing, we looked at how to make a compliance monitoring programme a useful management tool and how to ensure it is fit for purpose.
We presented our take on the views of the three major stakeholders of a firm’s compliance monitoring programme: the regulator, the board and the investors. Drawn from the professional experience of our speakers we role played these three consumers of your compliance monitoring output and ask the question: are you meeting their expectations.
To find out more information about any of the topics covered or to request a copy of the slides please get in touch at email@example.com.
Bookings are closed for this event.