Bovill briefing | Compliance monitoring: are you satisfying your regulator, your board and your investors? | London | Event date: Thursday 24 May 2018

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Is compliance monitoring given sufficient importance in your organisation? Is it an integral part of your planning and resourcing? Is it aligned to your risks? Are the right people conducting your monitoring and have you got the balance right between compliance advisory and monitoring activities? Do you understand who all your compliance monitoring stakeholders are and what their expectations are?

We do a lot of work helping firms design a risk based, proportionate compliance monitoring programme that produces relevant and interesting information that can be used to evidence a firm’s compliance culture. In our next Bovill briefing, we’ll be looking at how to make a compliance monitoring programme a useful management tool and how to ensure it is fit for purpose.

We will present our take on the views of the three major stakeholders of a firm’s compliance monitoring programme: the regulator, the board and the investors. Drawn from the professional experience of our speakers we will role play these three consumers of your compliance monitoring output and ask the question: are you meeting their expectations.

So if you want to hear what your stakeholders deem good practice or, perhaps, benchmark your compliance monitoring activity against your peers then join us here on Thursday 24 May.

Programme Morning session Afternoon session
Registration and refreshments 8:00am 5:00pm
Briefing begins 8:15am 5:15pm
Q&A 9:00am 6:00pm
Session ends 9:15am 6:15pm
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Date
24 May 2018 (iCal | GCal)

Location
Bovill London

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