Bovill briefing | SMCR – the final countdown | London | Event date: Thursday 13 September 2018

It’s official, the Senior Managers & Certification Regime will apply to all FCA-regulated firms from 9 December 2019.

This event is currently fully booked, however we will be running an extra afternoon session on Wednesday 26 September.

Register here.

In an attempt to reduce the burden, the FCA has minimised the SM&CR obligations for most firms.  However, certain aspects of the regime, such as the duty of responsibility and resulting personal liability that senior managers will take on under the new regime, mean that implementation will not be without its challenges. Add in the usual array of processes, for example annual ‘fit and proper’ assessments, and there’s still plenty for firms to think about between now and late 2019.

In our September briefing, we’ll:

  • explore the key elements of the new regime
  • set out what firms are expected to do and how you should go about preparing for implementation
  • outline some of the areas that banks and PRA-regulated firms found to be particularly challenging or tricky, when implementing the regime in 2016
  • reflect on whether the regime is likely to achieve its stated aims.

We hope you’ll be able to join us.

Programme Morning session Afternoon session
Registration and refreshments 8:00am 5:00pm
Briefing begins 8:15am 5:15pm
Q&A 9:00am 6:00pm
Session ends 9:15am 6:15pm
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Date
13 September 2018 (iCal | GCal)

Location
Bovill London

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Bookings

This event is fully booked.