Damon Batten

Practice Lead, Capital Markets

Damon leads our Global Capital Markets practice. Based in Hong Kong, he is responsible for our work with exchanges, CCPs, CSDs, benchmark administrators, trading platforms, brokers and proprietary trading firms in all of the jurisdictions in which we operate. He also provides QA and oversight to our local team in Hong Kong.

Our Capital Markets practice provide a full suite of regulatory and compliance advice, including authorisation/licensing/registration support, ongoing compliance services, and compliance healthchecks. The team also executes specialist projects on a wide range of topics, including market abuse/misconduct, trade and transaction reporting, client asset controls, order execution practices and derivatives reform.

In past roles, Damon has delivered major regulatory change initiatives at investment banks, CCPs/exchanges and buyside firms, and has a strong track record of leading teams of change specialists to deliver regulatory change projects.

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