Jonathan provides regulatory advice to wealth managers and investment banks and has over 15 years’ experience in financial services.
He has undertaken a number of Quality Assurance reviews relating to legacy Defined Benefit Pension Transfers (a number of which were related to FCA s166 enforcement action). His experience encompasses the complete regulatory life cycle, the design and implementation of conduct risk and compliance frameworks and the performance of risk assessments.
Before Bovill, Jonathan was the Compliance Principal at Wealth Manager Lathe & Co for three years. He supported the firm in becoming directly authorised with the FCA, onboarding new Appointed Representatives and obtaining DFM permissions in establishing a Model Portfolio Service.
Jonathan was also a Pensions Specialist and held compliance manager roles at Capita Employee Benefits and Mercer.
Jonathan holds the CII Diploma in Regulated Financial Planning.