Neil leads our Investments team, working with clients across wealth management and banking. He has a comprehensive and diverse range of conduct risk expertise including:
- Suitability assessment – both financial planning and managed portfolios
- MiFID II gap analysis and implementation projects
- Information/advice boundary and simplified advice processes
- s166 reviews, including past business reviews of advice quality
Before joining Bovill, Neil’s 25 years of experience included working in the regulatory practice of a ‘big 4′ firm, the compliance function of the UK’s largest retail intermediary, the FSA, Which? and Nationwide. Neil holds the CII’s Diploma in Financial Planning (a QCF4 financial advice qualification).