As a former practitioner and regulator, Scriv brings a wide variety of retail client experience to the Investments Team.
Joining Bovill in 2011, he has spent much of his time here helping our wealth management clients with – among other things – matters relating to suitability, appropriateness, governance and systems and controls. He has extensive knowledge of retail conduct requirements and MiFIDII and has delivered s.166 reviews in these areas.
He’s also been on several secondments – helping internal compliance departments to implement client take-on and suitability procedures and embed cultural change.
During over 16 years at the FCA he supervised all sorts of retail firms and worked on a wide variety of thematic projects including PPI, structured products, pension-switching and suitability. He also helped to develop some of the conduct risk toolkits the regulator uses.
An accomplished presenter, Scriv is equally at home delivering training or coaching senior management on how to handle an FCA visit.