Ross leads Bovill’s Chicago team overseeing a team of US regulatory specialists focusing on SEC, FINRA, NFA and CFTC regulations.
Ross advises managers of both U.S. and offshore investment funds on daily operations and planning, funding, and structuring strategies that comply with regulatory requirements. His experience includes the creation of new advisory businesses, along with the formation and registration with appropriate regulatory authorities, development of compliance policies and procedures, performing compliance reviews, and counselling clients on compliance with the Investment Advisers Act of 1940, and the Investment Company Act of 1940.
Ross spent three years in London where he advised UK and APAC-based asset managers on US and UK regulatory matters.
Associate Director – Complyport (London)
Senior Compliance Associate – Aviva Investors Americas (Chicago)
Senior Compliance Specialist – Calamos Investments (Chicago)
Compliance Associate – JP Morgan Asset Management (Columbus, OH)
Juris Doctorate (Cum Laude) – Capital University Law School
Bachelor of Arts (Cum Laude) – Duquesne University