Sam is a consultant focused on capital markets, brokers and the sell side, primarily in the derivatives and futures market. Sam provides practical advice and guidance to Investment Banks, CCPs/Exchanges and Buyside firms on the impact of new regulatory initiatives. He also has a strong track record of leading teams of change specialists to deliver regulatory change projects.
Prior to joining Bovill, Sam was a compliance lead at Intercontinental Exchange (ICE) in Chicago and the Chief Compliance Officer at Seed Commodities Exchange (Seed CX).
Sam holds a law degree from Loyola University Chicago School of Law and was a legal trainee in the Division of Market Oversight and the Division of Enforcement at the US Commodity Futures Trading Commission. Sam attended the University of Wisconsin- Madison where he received a B.A. in History and Legal Studies and a Certificate of Business.