Bovill is experienced in advising private equity, venture capital and other companies in their acquisition, divestiture and expansion transactions of financial services firms. We do target firm regulatory due diligence reviews, including an evaluation of the compliance control environment, the adequacy of policies and procedures, and status of required regulatory filings. Whether you are acquiring a target or integrating an acquisition, experienced regulatory compliance professionals thoroughly analyze the compliance infrastructure of target firms, including the robustness of regulatory filings to reveal opportunities and bring potential dangers to light.
Reg D Due Diligence
Bovill helps broker/dealers conduct due diligence on issuers before recommending securities in a Reg D offering. Bovill also helps firms develop and implement necessary internal procedures to help ensure the firm is meeting its due diligence responsibilities when recommending these private placements to retail customers.