What’s next for UK regulation? Past performance is no guarantee…

The sector may be ‘rapidly changing’ according to Nikhil Rathi but the focus areas on the FCA’s three-year strategy sound remarkably familiar.

Our Partner, Mark Spiers, was joined by Abi Reilly to look at how the regulator’s priorities have changed and what is driving their current focus. We looked at areas including:

  • Convergence to divergence – after years moving closer to EU rules, is the UK now looking to other global regulators
  • Customer protection – TCF, consumer outcomes, vulnerability, consumer duty – why so many iterations and will consumer duty ‘fix’ it?
  • Conduct, culture and senior manager responsibility – we came a long way from pre-2008 to SMCR – but with the lack of enforcement action what’s actually changed?

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