We’re specialists in financial regulation. Whether you need a partner to deliver regulatory change, support dealing with the regulator, help with day-to-day compliance, or simply peace of mind you’re on the right track, we’re here to help.
13 May 2022 | UK & Europe
The FCA’s latest Dear CEO letter warns 28,000 consumer credit firms that they need to take action...
If you are a regulated firm you will need to show you are meeting the new ‘Consumer Duty’ require...
5 May 2022 | Americas
NEWSLETTER: A highlight this month was welcoming so many people to our webinar on the SEC’s Exami...
5 May 2022 | UK & Europe
NEWSLETTER: The FCA has recently published the results of its review of AML controls at challenge...
…of firms say that they don’t have enough time to review all regulatory developments properly
On average, a regulatory change needs to be interpreted and implemented every 12-minutes. RegTech can help ease this burden…