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The amended Fund Manager Code of Conduct is now in effect

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Helping firms monitor and manage their market abuse risks

market abuse risks
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Got a question about Benchmarking Regulation? Speak to our expert Gareth Parker

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Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

Halving revenue or saving on fines? FCA clamps down on PFOF for brokers14 June 2019 / Global

Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Events

Joint event with the British Irish Chamber of Commerce26 June 2019 / London26 June 2019 @ 6:00 pm - 8:00 pm - Register for a joint panel and networking event with our friends at the British Irish Chamber of Commerce, on the evening of Wednesday 26th June 2019. We'll be hosting a short panel discussion on the confluence of financial services and technology then open up the evening for Q&A and networking. With regulators increasingly supportive of [...]

 

Practical product governance – a client-first approach3 July 2019 / London03 July 2019 @ All day - Fund gating has hit the news again this month, and retail clients often bear the brunt of governance issues. Wherever you sit in the value chain now is a good time to be thinking about how you manage your products and services. And putting investors at the heart of these decisions will help meet the [...]

Case studies

UK wealth manager and financial planner – pension switching suitabilityUK & Europe

Client type: UK wealth manager and financial planner

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