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Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

Platforms latest in spate of Dear CEO letters20 February 2020 / UK & EuropeAnother Dear CEO letter dropped through the letterboxes of investment platforms earlier this month. The regulator has set out a number of areas where it feels platforms are lacking. If you’re not already addressing these issues, it’s a wake up call that the FCA are taking notice, and that under SM&CR they expect someone to be on the hook.
OCIE release its 2020 priorities14 February 2020 / Americas
MAS to cover set up cost for VCCs04 February 2020 / Asia
FCA shines spotlight on alternatives sector30 January 2020 / UK & Europe

Events

Alternatives: shaping up for supervision27 February 2020 / London

The FCA has started the year with a clear message. Alternative asset management is in its sights.  Distinct supervisory teams have been set up to increase focus on particular areas. This is one of them, and the Dear CEO letter published in January outlines its expectations.

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