We’re specialists in financial regulation. Whether you need a partner to deliver regulatory change, support dealing with the regulator, help with day-to-day compliance, or simply peace of mind you’re on the right track, we’re here to help.
31 May 2023 | Americas
The expiration of the SEC’s no-action letter has significant implications for European research firms operating in the US market. With the relief provided by the letter set to expire at…
31 May 2023 | UK & Europe
The 1st June deadline for submitting responses to the FCA / PRA DP23 and the Treasury’s Call for Evidence in relation to the Senior Manager & Certification Regime has now…
30 May 2023 | Asia
Our paper provides a comprehensive overview of the guidance and key questions firms should be asking
…of firms say that they don’t have enough time to review all regulatory developments properly
On average, a regulatory change needs to be interpreted and implemented every 12-minutes. RegTech can help ease this burden…