We’re specialists in financial regulation. Whether you need a partner to deliver regulatory change, support dealing with the regulator, help with day-to-day compliance, or simply peace of mind you’re on the right track, we’re here to help.
19 September 2023 | UK & Europe
The FCA’s latest Dear CEO letter to wholesale banks signposts a likely uptick in supervision in the sector and highlights the need to demonstrate your control environment is robust. The…
15 September 2023 | UK & Europe
How financial services firms handle Politically Exposed Persons and whether current practices can be considered “fair” have not been far from the headlines in recent weeks. While the FCA is…
12 September 2023 | Americas
September’s Risk Alert gives some useful insights into how the SEC chooses which firms to examine and which topics to focus on in those examinations. If you operate a US-regulated…
…of firms say that they don’t have enough time to review all regulatory developments properly
On average, a regulatory change needs to be interpreted and implemented every 12-minutes. RegTech can help ease this burden…