Client Assets Round Table for investment firms and banks10 October 2017 / LondonWe’re hosting another roundtable for senior CASS professionals to discuss current client assets issues with peers. As always, the roundtable will be run under the Chatham House rules and it’d be great if you could attend and contribute.
New capital requirements for investment firms19 October 2017 / LondonIn 2018 there will be changes to investment firms capital regime and for some firms this could mean an increase in capital rather than the simplification most are expecting. The prudential regime for investment firms has grown over a number of years into a highly complex framework. Since this framework was primarily designed for banks, it meant that for investment firms this introduced an excessive amount of complexity.