Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.
Looking out for vulnerable customers18 February 2019 / UK & EuropeAdvisers expect the FCA to start formally supervising the treatment of vulnerable customers in the next five years according to a recent survey. To stay on the front foot, firms should have clear processes to identify and help a vulnerable customer. Here’s how.
The FCA has made it clear that conduct risk is at the heart of UK regulation. But what does it mean in practice? Our February briefing will help you develop a plan to identify, manage and monitor conduct risk both at a strategic level and right down to the front line.
There’s a gap between Compliance and IT responsibilities for security in most organizations. And we aim to cover some of those solutions to your problems. For example, what an ISSP will cover and also policy implementations.