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Helping firms monitor and manage their market abuse risks

market abuse risks
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Got a question about Benchmarking Regulation? Speak to our expert Gareth Parker

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Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

Managing risk in the first line – why your team should be true entrepreneurs24 September 2018 / GlobalIt’s great to encourage your senior staff to be entrepreneurial – but do they clearly shoulder responsibility for the risks they run, as an entrepreneur should? If not, you could hit problems, not least with regulators.

Events

SMCR – the final countdown26 September 2018 / London26 September 2018 @ 5:00 pm - 6:30 pm -

Following the overwhelming response to the SMCR briefing on 13 September, we are considering running this additional session. Register your interest here.

 

Market Conduct update and the FX Global Code18 October 2018 / London18 October 2018 @ 8:00 am - 6:15 pm -

Bovill briefing | Market Conduct update and the FX Global Code | London | Event date: Thursday 18 October 2018

Case studies

UK wealth manager and financial planner – pension switching suitabilityUK & Europe

Client type: UK wealth manager and financial planner

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