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The competitive impact of enhanced senior management responsibilities in global financial services
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FINRA exam overhaul20 June 2018 / GlobalLast year the Financial Industry Regulatory Authority (FINRA) announced of an overhaul of the representative-level exam programs, which goes into effect in less than four months. FINRA reviewed the current curriculum of the 16 representative level exams for content overlap, redundancies and barriers to demonstrating and maintaining qualifications, which resulted in the development of the Securities Industry Essentials (SIE) exam.
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