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Fund suspensions – product governance and conflicts management under pressure25 June 2019 / GlobalRetail investors are once again being told that, because of a gated product, they don’t have the instant liquidity they thought they had. As a result of the Woodford headlines this month, the FCA are even more likely to challenge product governance processes as part of a forthcoming review. There are more cases starting to appear at other managers, so it’s worth getting your house in order now to avoid painful consequences.


Practical product governance – a client-first approach3 July 2019 / London03 July 2019 @ All day - Fund gating has hit the news again this month, and retail clients often bear the brunt of governance issues. Wherever you sit in the value chain now is a good time to be thinking about how you manage your products and services. And putting investors at the heart of these decisions will help meet the [...]

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UK wealth manager and financial planner – pension switching suitabilityUK & Europe

Client type: UK wealth manager and financial planner

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