Looking for FCA or PRA authorisation?

We can help you from start to finish
Find out more

The amended Fund Manager Code of Conduct is now in effect

Have you done all you need to meet the new compliance requirements of the FMCC?
Find out more

Are your conduct risk arrangements up to scratch?

We have a practical approach to help you stay on top of your framework.
Find out more

Everything under control?

Read the key findings of our suitability survey
Find out more

Helping firms monitor and manage their market abuse risks

market abuse risks
Find out more

Got a question about Benchmarking Regulation? Speak to our expert Gareth Parker

Contact now

Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

Getting your SM&CR project motoring18 April 2019 / UK & EuropeWith time ticking on towards December, there’s no shortage of SM&CR fearmongering. People are starting to worry. But if your SM&CR project hasn’t really got going yet, all is not lost. It’s perfectly possible to deliver a robust, yet proportionate SM&CR implementation in a few months.  But you do need to get things moving. Some elements of the regime...

Events

New EU Benchmarks Regulation: Will you be ready?24 April 2019 / 24 April 2019 @ 8:00 am - 9:15 am -

New EU Benchmarks Regulation will see the provision of, contribution to and use of benchmarks within the EU become regulated for the first time. In this webinar, we’ll help you turn this complex problem into a simple solution, and help you get regulated.

 

How to prepare for the final version of the new prudential rules2 May 2019 / London02 May 2019 @ 8:00 am - 9:15 am -

In our May briefing, we’ll also be focusing on what’s changed (and what hasn’t) since the earlier draft, the impact on conduct risk and how much capital you should be setting aside yourselves. We will also look at wider issues such as the impact on conduct risk and governance.  

Case studies

UK wealth manager and financial planner – pension switching suitabilityUK & Europe

Client type: UK wealth manager and financial planner

Bovill in your region

Printed from http://www.bovill.com.
Contact us at enquiries@bovill.com or see full contact details at https://www.bovill.com/contact.
Menu