We’re specialists in financial regulation. Whether you need a partner to deliver regulatory change, support dealing with the regulator, help with day-to-day compliance, or simply peace of mind you’re on the right track, we’re here to help.
31 May 2023 | Americas
The expiration of the SEC’s no-action letter has significant implications for European research firms operating in the US market. With the relief provided by the letter set to expire at…
31 May 2023 | UK & Europe
The 1st June deadline for submitting responses to the FCA / PRA DP23 and the Treasury’s Call for Evidence in relation to the Senior Manager & Certification Regime has now…
30 May 2023 | Asia
Our guide breaks down the licensing process, providing practical insight through each stage
…of firms say that they don’t have enough time to review all regulatory developments properly
On average, a regulatory change needs to be interpreted and implemented every 12-minutes. RegTech can help ease this burden…