Fund Manager Code of Conduct go live: 17 November

Have you done all you need to meet the amended FMCC?
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Helping firms monitor and manage their market abuse risks

market abuse risks
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Got a question about Benchmarking Regulation? Speak to our expert Gareth Parker

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Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

virtual assets
SFC articulates regulatory action on the crypto-currency industry16 November 2018 / AsiaThe Securities and Futures Commission (SFC) has put the crypto industry on notice that it is concerned that cryptocurrency trading platform operators and fund managers investing in virtual assets could pose investor protection risks.
FCA investment research review – what does it mean for the sell side?08 November 2018 / UK & Europe
Regulatory compliance expert joins as co-head of Bovill US15 October 2018 / Global
Amendment to CFTC rule to reduce the burden for CCOs28 September 2018 / Americas

Events

The end of LIBOR – what does it mean for you?22 November 2018 / London22 November 2018 @ 8:00 am - 9:30 am -

LIBOR reform has been rumbling in the background for some time now. But the FCA’s recent ‘Dear CEO’ letter to large banks and insurers has brought the need for a transition plan into sharper focus.

Case studies

UK wealth manager and financial planner – pension switching suitabilityUK & Europe

Client type: UK wealth manager and financial planner

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