Fund Manager Code of Conduct go live: 17 November
Have you done all you need to meet the amended FMCC?
Find out moreEverything under control?
Read the key findings of our suitability survey
Find out moreHelping firms monitor and manage their market abuse risks
market abuse risks
Find out moreGot a question about Benchmarking Regulation? Speak to our expert Gareth Parker
Contact now
Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.
Insights
FCA investment research review – what does it mean for the sell side?08 November 2018 / UK & EuropeSell-side research producers need to make sure their policies, procedures and controls – plus the supporting technology – will satisfy the FCA that they’re not offering research as an inducement to buy trade execution services. Above all, this means being able to show that charges for investment research are clearly separated from those for trade execution ...
Events
SM&CR – joint briefing with Dentons13 November 2018 / London13 November 2018 @ 8:30 am - 10:15 am - We are delighted to be joining Dentons in hosting a briefing on the Senior Managers and Certification Regime this month, Tuesday 13 November 2018.
The end of LIBOR – what does it mean for you?22 November 2018 / London22 November 2018 @ 8:00 am - 9:30 am - LIBOR reform has been rumbling in the background for some time now. But the FCA’s recent ‘Dear CEO’ letter to large banks and insurers has brought the need for a transition plan into sharper focus.
Printed from http://www.bovill.com.
Contact us at enquiries@bovill.com or see full contact details at https://www.bovill.com/contact.
