We’re specialists in financial regulation. Whether you need a partner to deliver regulatory change, support dealing with the regulator, help with day-to-day compliance, or simply peace of mind you’re on the right track, we’re here to help.
30 November 2023 | UK & Europe
In a year dominated by the implementation of the Consumer Duty, separate regulatory initiatives are being introduced with consumer protection in mind. From 6th November, firms can apply for a…
The FCA’s policy statement on Sustainability Disclosure Requirements has finally arrived. An unprecedented number of responses to the consultation have resulted in an additional investment label for blended strategies and…
30 November 2023 | Americas
The anticipated approval of a bitcoin exchange-traded fund in the US carries significant regulatory implications for investment advisors. Beyond providing easier access to Bitcoin, these ETFs may address critical concerns…
…of firms say that they don’t have enough time to review all regulatory developments properly
On average, a regulatory change needs to be interpreted and implemented every 12-minutes. RegTech can help ease this burden…