Helping firms monitor and manage their market abuse risks

market abuse risks
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Held to account

The competitive impact of enhanced senior management responsibilities in global financial services
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Bovill has offices in London, Singapore, Hong Kong and Chicago

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Got a question about Benchmarking Regulation? Speak to our expert Gareth Parker

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Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

FINRA exam overhaul20 June 2018 / GlobalLast year the Financial Industry Regulatory Authority (FINRA) announced of an overhaul of the representative-level exam programs, which goes into effect in less than four months. FINRA reviewed the current curriculum of the 16 representative level exams for content overlap, redundancies and barriers to demonstrating and maintaining qualifications, which resulted in the development of the Securities Industry Essentials (SIE) exam.

Events

Global regulatory reporting and capital requirements26 June 2018 / Singapore 26 June 2018 @ 11:45 am - 1:15 pm -

Bovill briefing | Global regulatory reporting and capital requirements | Singapore | Event date: Tuesday 26 June 2018

 

Global regulatory reporting and capital requirements28 June 2018 / Central, Hong Kong28 June 2018 @ 11:45 am - 1:15 pm -

Bovill briefing | Global Regulatory Reporting and Capital Requirements | Hong Kong | Event date: Thursday 28 June 2018

Case studies

Skilled person review of branch of European investment bankUK & EuropeFollowing a recent FCA visit, the London Branch of a European Investment bank was instructed to appoint a skilled person to assess their financial crime systems and controls. Find out more.

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