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Latest headlines
Form ADV amendments for Exempt Reporting Advisers
09 October 2017 /
Asia
FCA suggest an element of MiFID II forbearance – but don’t put the brakes on!
05 October 2017 /
Global
FCA rejects approved persons application following unsuccessful SIF interview
02 October 2017 /
UK & Europe
MiFID II implications for US financial firms
30 August 2017 /
Americas
Forthcoming events
New capital requirements for investment firms
19 October 2017 /
UK & Europe
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