MiFID II – Challenges for Investment Managers
April 26, 2017MiFID II – Challenges for Investment Managers

Understandably, we’ve seen lots of focus on the big headline MiFID II topics like transaction reporting, best execution, aggregation of costs and charges and product governance.

But we reckon it’s time to focus on some of the other elements that haven’t grabbed so many headlines, but that are nevertheless posing challenges for the firms we’ve recently been supporting with MiFID II implementation. In particular, we’ll be running our magnifying glass over:

  • Suitability
  • Client reporting
  • Inducements and conflicts of interest
  • Independent advice

Following-up from our Governance briefing last month, we’ll also share our thoughts on the oversight arrangements firms will need in order to get best execution and transaction reporting right under MiFID II.

Register to attend

We hope that you will be able to attend this interesting briefing. Here are the event details:

Date:       Wednesday 26th April 2017
Time:      8am and 5pm (1 hour CPD)
Venue:    Bovill Limited, 82 Blackfriars Road, London, SE1 8HA