MiFID II implementation is here. Are you fully prepared for the changes?

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SEC Division of Enforcement Annual Report

Insights: Article / Americas
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The competitive impact of enhanced senior management responsibilities in global financial services
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Bovill has offices in London, Manchester, Singapore, Hong Kong and Chicago

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Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Events

Singapore briefing – Navigating US regulations for non-US managers and advisers27 February 2018 / 1 Marina Boulevard27 February 2018 @ 8:45 am - 10:00 am - Many of our fund manager clients ask us which US regulations apply when they are marketing their funds in the US or raising funds from US investors. We realise that navigating an often complex foreign regulatory regime can be daunting. We have therefore asked our Chicago-based colleague, Ross Goffi, to deliver our February briefing on [...]

 

Hong Kong briefing – Navigating US regulations for non-US managers and advisers7 March 2018 / 1-3 Pedder Street07 March 2018 @ 11:45 am - 1:00 pm - Many of our fund manager clients ask us which US regulations apply when they are marketing their funds in the US or raising funds from US investors. We realise that navigating an often complex foreign regulatory regime can be daunting. We have therefore asked our Chicago-based colleague, Ross Goffi, to deliver our March briefing on [...]
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