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Enforcement Manual
CFTC Releases Inaugural Enforcement Manual28 May 2019 / Article The Commodity Futures Trading Commission (CFTC) Division of Enforcement (DOE) recently released its first public-facing Enforcement Manual. The Manual aims to increase transparency, certainty, and consistency regarding the CFTC’s investigation and prosecution of violations under the Commodity Exchange Act (CEA) and related regulations...
EU-based asset managers SEC applications thwarted by GDPR29 April 2019 / News coverage CFTC Examination Priorities For 201921 March 2019 / Article Ask the experts: Cybersecurity11 March 2019 / Article
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