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Insights

CFTC signals intent with cryptocurrency trading platform fine

CFTC fine signals focus on cryptocurrency markets5 August 2019Recent enforcement activity has sent a clear sign that the CFTC plans to focus on cryptocurrency markets. The Commission resolved an action against 1pool Ltd, the international securities dealer located in the Marshall Islands.

NFA amends swaps supervision requirements11 July 2019 / Article

Adviser conduct interpretation and Form CRS: implication for institutional managers28 June 2019 / Article

CFTC Releases Inaugural Enforcement Manual28 May 2019 / Article