Bovill Americas

Relieving the burden of regulatory reporting

We can help with Form PF, Form 13F and Form CPO-PQR

Bovill provides comprehensive US broker/dealer registration services

Forming a new broker/dealer, acquiring an existing firm or expanding your business activities?

Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

NFA amends swaps supervision requirements11 July 2019 / Article On June 12, 2019, the National Futures Association (NFA) amended several of its Rules and Interpretive Notices to incorporate supervision requirements for NFA members’ swaps activities.

Adviser conduct interpretation and Form CRS: implication for institutional managers28 June 2019 / Article CFTC Releases Inaugural Enforcement Manual28 May 2019 / Article EU-based asset managers SEC applications thwarted by GDPR29 April 2019 / News coverage