Bovill UK & Europe

SM&CR – the tricky bits

If you’re not already in it, you’ve got till December 2019 to get ready – what’s going to be hardest?

We can help

Are your conduct risk arrangements up to scratch?

We have a practical approach to help you stay on top of your framework.

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Everything under control?

Read the key findings of our suitability survey

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Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

Crypto exchanges for the risk averse – the regulation race is on19 September 2018 / ArticleCryptocurrencies are increasingly looking to become regulated to show their credibility as financial institutions. But it’s harder than many think. Where should you get regulated? How do you meet MiFID II? What else do you need to consider? For firms that get it right, the first mover advantage could be huge.

Have you planned for a hard Brexit?17 September 2018 / ArticleConflicts of interest and the Insurance Distribution Directive14 September 2018 / ArticleProduct governance under IDD – collaboration is key3 September 2018 / Article

Events

SMCR – the final countdown26 September 2018 / London26 September 2018 @ 5:00 pm - 6:30 pm -

Following the overwhelming response to the SMCR briefing on 13 September, we are considering running this additional session. Register your interest here.

Market Conduct update and the FX Global Code18 October 2018 / London18 October 2018 @ 8:00 am - 6:15 pm -

Bovill briefing | Market Conduct update and the FX Global Code | London | Event date: Thursday 18 October 2018

Case studies

UK wealth manager and financial planner – pension switching suitabilityUK & Europe

Client type: UK wealth manager and financial planner