Financial drivers of conduct risk
The FCA has made it clear that conduct risk is at the heart of UK regulation. But what does it mean in practice? And how can you protect your firm?
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Target market assessments – checking your investment services23 May 2019 / ArticleIf you’re a distributor of investment products and services, the product governance rules require you to review whether they are consistent with the needs of your identified target market. This not only covers specific investments, but also the investment services you offer – an area which is often overlooked...
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