Bovill UK & Europe

Are your conduct risk arrangements up to scratch?

We have a practical approach to help you stay on top of your framework.

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SM&CR – the tricky bits

If you’re not already in it, you’ve got till December 2019 to get ready – what’s going to be hardest?

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Everything under control?

Read the key findings of our suitability survey

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Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

FCA investment research review – what does it mean for the sell side?8 November 2018 / ArticleSell-side research producers need to make sure their policies, procedures and controls – plus the supporting technology – will satisfy the FCA that they’re not offering research as an inducement to...

Are you ready for the new creditworthiness rules?5 November 2018 / ArticleCSDR Internalised Settlement Reporting – the forgotten reporting regime30 October 2018 / ArticlePart 7 transfers post Brexit – keeping an eye on conduct12 October 2018 / Article

Events

The end of LIBOR – what does it mean for you?22 November 2018 / London22 November 2018 @ 8:00 am - 9:30 am -

LIBOR reform has been rumbling in the background for some time now. But the FCA’s recent ‘Dear CEO’ letter to large banks and insurers has brought the need for a transition plan into sharper focus.

Case studies

UK wealth manager and financial planner – pension switching suitabilityUK & Europe

Client type: UK wealth manager and financial planner