Financial drivers of conduct risk

The FCA has made it clear that conduct risk is at the heart of UK regulation. But what does it mean in practice? And how can you protect your firm?
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Looking for FCA or PRA authorisation?

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Are your conduct risk arrangements up to scratch?

We have a practical approach to help you stay on top of your framework.
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SM&CR – the tricky bits

If you’re not already in it, you’ve got till December 2019 to get ready – what’s going to be hardest?
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Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

governance review
Marking your own homework: how to get governance right21 March 2019 / ArticleIt’s easy to become complacent about governance, and the closer you are to decision making the harder it is to see how the process really works. But with the advent of SM&CR, a systematic governance review, looking at culture as well as controls, is a wise precaution...

Events

March 2019 Briefing: SM&CR – avoiding the car crash26 March 2019 / London26 March 2019 @ 8:00 am - 9:15 am -

Wherever you are in your SMCR project, with time this tight you’ll need to make sure you stay on the road. At our March briefing, we’ll look at some of the areas where you could end up in a ‘car crash’ and how to avoid them. Among the hazards are…

 

New EU Benchmarks Regulation: Will you be ready?24 April 2019 / London24 April 2019 @ 8:00 am - 9:15 am -

New EU Benchmarks Regulation will see the provision of, contribution to and use of benchmarks within the EU become regulated for the first time. In this webinar, we’ll help you turn this complex problem into a simple solution, and help you get regulated.

Case studies

UK wealth manager and financial planner – pension switching suitabilityUK & Europe

Client type: UK wealth manager and financial planner

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