Financial drivers of conduct risk

The FCA has made it clear that conduct risk is at the heart of UK regulation. But what does it mean in practice? And how can you protect your firm?
Download report

Looking for FCA or PRA authorisation?

We can help you from start to finish
Find out more

Are your conduct risk arrangements up to scratch?

We have a practical approach to help you stay on top of your framework.
Find out more

SM&CR – the tricky bits

If you’re not already in it, you’ve got till December 2019 to get ready – what’s going to be hardest?
We can help

Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

product governance
Product Governance – are you ready for the FCA’s review?14 March 2019 / ArticleAndrew Bailey has confirmed that a review on product governance is coming. We don’t yet have the detail but there are three areas where you should definitely be ship shape...
#IWD2019: Life as a consultant at Bovill8 March 2019 / ArticleFinancial drivers of conduct risk27 February 2019 / ArticleCryptoassets: coming in from the cold?20 February 2019 / Article

Events

March 2019 Briefing: SM&CR – avoiding the car crash26 March 2019 / London26 March 2019 @ 8:00 am - 9:15 am -

Wherever you are in your SMCR project, with time this tight you’ll need to make sure you stay on the road. At our March briefing, we’ll look at some of the areas where you could end up in a ‘car crash’ and how to avoid them. Among the hazards are…

 

New EU Benchmarks Regulation: Will you be ready?24 April 2019 / London24 April 2019 @ 8:00 am - 9:15 am -

New EU Benchmarks Regulation will see the provision of, contribution to and use of benchmarks within the EU become regulated for the first time. In this webinar, we’ll help you turn this complex problem into a simple solution, and help you get regulated.

Case studies

UK wealth manager and financial planner – pension switching suitabilityUK & Europe

Client type: UK wealth manager and financial planner

Printed from http://www.bovill.com.
Contact us at enquiries@bovill.com or see full contact details at https://www.bovill.com/contact.
Menu