About
Sectors
- - Asset management
    - Asset management
      
      We’ve been helping asset managers with compliance for twenty years. Our clients are private equity and venture capital firms, hedge funds, real estate funds, placement agents and fund administrators as well as international asset managers.
  - Banking
    - Banking
      
      From start ups to multi-nationals, we help banks navigate complexity and manage risk.
  - Capital markets
  - Payment services and e-money
    - Payment services and e-money
      
      We've been supporting established and growing firms across the world, drawing on our global reach, knowledge and experience.
  - Retail, insurance and lending
  - Wealth management
    - Wealth management
      
      Our specialist wealth management team all have experience of regulating or working within the sector. Our clients are both retail and institutionally focussed managing discretionary and advisory portfolios with many offering full financial planning services.
Services
- - Authorisations & applications
  - Regulatory advice
  - Compliance services
  - Financial crime risk management
    - Financial crime risk management
      
      We help firms actively manage their financial crime risks. We can conduct healthchecks; perform risk assessments; help with policies, governance and training; and support you through regulatory visits.
  - Regulatory intervention
    - Regulatory intervention
      
      Whatever the reason you’ve heard from the regulators, we’re here to help. And our role as a skilled person for s166 work means we have a very clear understanding of the regulators’ expectations.
    - FCA Skilled Person Reviews (s166)
  - RegTech
Insights
People

Helping our clients do the right thing

We’re specialists in financial regulation. Whether you need a partner to deliver regulatory change, support dealing with the regulator, help with day-to-day compliance, or simply peace of mind you’re on the right track, we’re here to help.

About us

Featured services

FCA / PRA authorisation

Regulatory advice

Compliance services

Financial crime prevention

RegTech

S166 / Skilled Person

Consumer duty resource library

The FCA's new Consumer Duty sets higher standards of consumer protection across financial services and requires firms to put their customers' needs first.

Our resource library can help you navigate and prepare to meet the new requirements.

Explore our resources

Latest insights

30 November 2023 | UK & Europe

FCA looks to shut stable door on financial promotions

In a year dominated by the implementation of the Consumer Duty, separate regulatory initiatives are being introduced with consumer protection in mind. From 6th November, firms can apply for a…

30 November 2023 | UK & Europe

Final SDR to include fourth label and anti-greenwashing rules for all

The FCA’s policy statement on Sustainability Disclosure Requirements has finally arrived. An unprecedented number of responses to the consultation have resulted in an additional investment label for blended strategies and…

29 November 2023 | UK & Europe

FCA offers ICARA tips pending thematic results

The FCA has published an unexpected report this week concluding its initial observations on the multi-firm review of ICARAs carried out earlier in the year. While we wait for the…

All insights