Financial drivers of conduct risk

The FCA has made it clear that conduct risk is at the heart of UK regulation. But what does it mean in practice? And how can you protect your firm?
Download report

Looking for FCA or PRA authorisation?

We can help you from start to finish
Find out more

Are your conduct risk arrangements up to scratch?

We have a practical approach to help you stay on top of your framework.
Find out more

SM&CR – the tricky bits

If you’re not already in it, you’ve got till December 2019 to get ready – what’s going to be hardest?
We can help

Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

Target market assessments
Target market assessments – checking your investment services23 May 2019 / ArticleIf you’re a distributor of investment products and services, the product governance rules require you to review whether they are consistent with the needs of your identified target market. This not only covers specific investments, but also the investment services you offer – an area which is often overlooked...

Case studies

UK wealth manager and financial planner – pension switching suitabilityUK & Europe

Client type: UK wealth manager and financial planner

Printed from http://www.bovill.com.
Contact us at enquiries@bovill.com or see full contact details at https://www.bovill.com/contact.
Menu