Financial drivers of conduct risk

The FCA has made it clear that conduct risk is at the heart of UK regulation. But what does it mean in practice? And how can you protect your firm?
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Are your conduct risk arrangements up to scratch?

We have a practical approach to help you stay on top of your framework.
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SM&CR – the tricky bits

If you’re not already in it, you’ve got till December 2019 to get ready – what’s going to be hardest?
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Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

Bovill SM&CR project
Getting your SM&CR project motoring18 April 2019 / ArticleWith time ticking on towards December, there’s no shortage of SM&CR fearmongering. People are starting to worry. But if your SM&CR project hasn’t really got going yet, all is not lost. It’s perfectly possible to deliver a robust, yet proportionate SM&CR implementation in a few months.  But you do need to get things moving. Some elements of the regime...

Events

How to prepare for the final version of the new prudential rules2 May 2019 / London02 May 2019 @ 8:00 am - 9:15 am -

In our May briefing, we’ll also be focusing on what’s changed (and what hasn’t) since the earlier draft, the impact on conduct risk and how much capital you should be setting aside yourselves. We will also look at wider issues such as the impact on conduct risk and governance.  

 

Bovill and haysmacintyre explore ICAAPs9 May 2019 / London09 May 2019 @ 8:00 am - 9:30 am -

Bovill and haysmacintyre are pleased to invite you to our breakfast briefing and discussion to explore ICAAPs and how you can save time in preparing them correctly.

Case studies

UK wealth manager and financial planner – pension switching suitabilityUK & Europe

Client type: UK wealth manager and financial planner

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