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Financial drivers of conduct risk

The FCA has made it clear that conduct risk is at the heart of UK regulation. But what does it mean in practice? And how can you protect your firm?
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Outsourcing, resilience and customers – IOSCO reminds us to take another look9 July 2020 / Article Regulators are redoubling their interest in outsourcing in the wake of the pandemic. Despite the drive to cut costs, firms should be making sure their outsourcing arrangements satisfy regulators and achieve the right customer outcomes, particularly in the area of resilience.


A new prudential regime – what the FCA’s announcement means for you16 July 2020 /

The FCA’s discussion paper at last means investment firms can start planning for the new prudential regime. Our next briefing will help you understand how. The paper, outlining the FCA’s post-Brexit approach to the new capital regime, was published on 23rd June.

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