Helping our clients do the right thing
We’re specialists in financial regulation. Whether you need a partner to deliver regulatory change, support dealing with the regulator, help with day-to-day compliance, or simply peace of mind you’re on the right track, we’re here to help.
About us
Vulnerable customers – understanding and meeting the FCA’s expectations
Our paper provides a comprehensive overview of the FCA’s Finalised Guidance, highlighting key questions firms should be asking of themselves and proactive steps to be taken, including:
– Governance and responsibilities of senior management
– Culture, capacity and competency
– Product Management
– Communications
– Monitoring and oversight
Download