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Join our next Bovill briefing on the topic of: New capital requirements for investment firms

19 October / LONDON
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FCA to extend SM&CR to all firms – A brave new era of individual accountability, or a damp squib?

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New capital requirements for investment firms19 October 2017 / LondonIn 2018 there will be changes to investment firms capital regime and for some firms this could mean an increase in capital rather than the simplification most are expecting. The prudential regime for investment firms has grown over a number of years into a highly complex framework. Since this framework was primarily designed for banks, it meant that for investment firms this introduced an excessive amount of complexity.

Case studies

Skilled person review of branch of European investment bankUK & EuropeFollowing a recent FCA visit, the London Branch of a European Investment bank was instructed to appoint a skilled person to assess their financial crime systems and controls. Find out more.
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