Bovill UK & Europe | Financial service regulatory consulting firm

Looking for FCA or PRA authorisation?

We can help you from start to finish

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Are your conduct risk arrangements up to scratch?

We have a practical approach to help you stay on top of your framework.

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SM&CR – the tricky bits

If you’re not already in it, you’ve got till December 2019 to get ready – what’s going to be hardest?

We can help

Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

Looking out for vulnerable customers18 February 2019 / ArticleAdvisers expect the FCA to start formally supervising the treatment of vulnerable customers in the next five years according to a recent survey. To stay on the front foot, firms should have clear processes to identify and help a vulnerable customer. Here’s how.

New EU prudential rules for investment firms likely to boost Europe’s burgeoning alternative trading platforms market18 February 2019 / Press releaseFCA urges immediate action for transaction reporting in no-deal Brexit11 February 2019 / ArticleBovill responds to news that European Union may agree new Prudential regime31 January 2019 / Press release

Events

De-mystifying conduct risk – practical ways to protect your firm27 February 2019 / London27 February 2019 @ 8:00 am - 9:15 am -

The FCA has made it clear that conduct risk is at the heart of UK regulation. But what does it mean in practice? Our February briefing will help you develop a plan to identify, manage and monitor conduct risk both at a strategic level and right down to the front line.

Case studies

UK wealth manager and financial planner – pension switching suitabilityUK & Europe

Client type: UK wealth manager and financial planner