We’ve been helping asset managers with compliance for twenty years. Our clients are private equity and venture capital firms, hedge funds, real estate funds, placement agents and fund administrators as well as international asset managers.
From start ups to multi-nationals, we help banks navigate complexity and manage risk.
We've been supporting established and growing firms across the world, drawing on our global reach, knowledge and experience.
Our specialist wealth management team all have experience of regulating or working within the sector. Our clients are both retail and institutionally focussed managing discretionary and advisory portfolios with many offering full financial planning services.
We help firms actively manage their financial crime risks. We can conduct healthchecks; perform risk assessments; help with policies, governance and training; and support you through regulatory visits.
Whatever the reason you’ve heard from the regulators, we’re here to help. And our role as a skilled person for s166 work means we have a very clear understanding of the regulators’ expectations.
14 Jun 2023 | UK & Europe
23 May 2023 | UK & Europe
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25 Apr 2023 | UK & Europe
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27 Feb 2023 | Americas
18 Jan 2023 | UK & Europe
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03 Nov 2022 | UK & Europe | Online
27 Sep 2022 | UK & Europe
15 Sep 2022 | UK & Europe | Online