We’ve been helping asset managers with compliance for twenty years. Our clients are private equity and venture capital firms, hedge funds, real estate funds, placement agents and fund administrators as well as international asset managers.
From start ups to multi-nationals, we help banks navigate complexity and manage risk.
We've been supporting established and growing firms across the world, drawing on our global reach, knowledge and experience.
Our specialist wealth management team all have experience of regulating or working within the sector. Our clients are both retail and institutionally focussed managing discretionary and advisory portfolios with many offering full financial planning services.
We help firms actively manage their financial crime risks. We can conduct healthchecks; perform risk assessments; help with policies, governance and training; and support you through regulatory visits.
Whatever the reason you’ve heard from the regulators, we’re here to help. And our role as a skilled person for s166 work means we have a very clear understanding of the regulators’ expectations.
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18 Jan 2023 | UK & Europe
17 Nov 2022 | UK & Europe
03 Nov 2022 | UK & Europe | Online
27 Sep 2022 | UK & Europe
15 Sep 2022 | UK & Europe | Online
08 Jun 2022 | UK & Europe
27 Apr 2022 | UK & Europe
24 Mar 2022 | UK & Europe | Online
20 Sep 2021 | UK & Europe | Online
09 Sep 2021 | UK & Europe | Online
24 Jun 2021 | UK & Europe | Online
17 Jun 2021 | UK & Europe | Online
