Technology is proving to be the lifeblood of our financial world. RegTech solutions harness the latest in technology to help with the increasingly burdensome demands of regulation and compliance.
These solutions are here to stay and perhaps have never been more relevant. They’ve already proved themselves by helping to automate the more routine compliance tasks. But there is no one single platform that solves all compliance needs.
We can help you streamline key compliance challenges
Many of our clients are considering how digital solutions can help reduce costs and generate new business insight. We stay on top of the fast moving RegTech market, meeting new firms and getting under the bonnet of products we think will really help our clients. We can help you understand what is available on the market and provide cost-effective ways of accessing technology alongside our expert advice.
These are just some of our current RegTech areas of focus:
Automating the management of regulatory change
Finreg-E is a realtime regulatory horizon scanning solution. It scans publications across global regulators and offers auditable compliance workflows, such as regulatory change impact assessments. Discover how you could automate regulatory change
Managing employee compliance
Our work with StarCompliance helps clients improve efficiencies and mitigate risks to their integrity and reputation. Focused on employees, the platform supports personal trading, gifts and entertainment, outside business interests, and employee certifications and attestations. Find out more about our compliance management partnership.
Managing client assets and safeguarding risks
We have developed a joint offering for our clients with Grath, which helps firms manage compliance with CASS and safeguarding regulations. The service includes a comprehensive health check, help with developing risk and control frameworks, and support in ensuring effective oversight. Find out more about our client assets and safeguarding partnership
Market abuse surveillance
Market abuse surveillance provides insightful analytics and contextual surveillance to help firms identify and manage the potential risks of market abuse, fraud and operational breaches. We offer market abuse surveillance as a managed service for our clients, combining technology from KRM22 with expert advice. Find out about our market abuse surveillance service
Transaction reporting assurance
Combining Bovill’s regulatory expertise with an intelligent reporting solution, the our transaction reporting healthcheck provides you with assurance on your entire transaction reporting process under MiFID II. We review the quality, completeness and accuracy of your data for the initial review and can then offer a managed service to review your transaction reporting regularly. Find out about our transaction reporting healthchecks
Identifying cyber threats and risks
We work with experts who can provide a package of solutions that highlight who is likely to attack you and how, and pinpoint where your immediate vulnerabilities lie. This allows clients to focus their spending on the immediate security measures required to stop cyber risk.