Looking for FCA or PRA authorisation?

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The amended Fund Manager Code of Conduct is now in effect

Have you done all you need to meet the new compliance requirements of the FMCC?
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Are your conduct risk arrangements up to scratch?

We have a practical approach to help you stay on top of your framework.
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Everything under control?

Read the key findings of our suitability survey
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Helping firms monitor and manage their market abuse risks

market abuse risks
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Got a question about Benchmarking Regulation? Speak to our expert Gareth Parker

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Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We are committed to providing practical solutions and with offices in the UK, Asia and the Americas we can offer a globally integrated service.

Insights

Looking out for vulnerable customers18 February 2019 / UK & EuropeAdvisers expect the FCA to start formally supervising the treatment of vulnerable customers in the next five years according to a recent survey. To stay on the front foot, firms should have clear processes to identify and help a vulnerable customer. Here’s how.

Events

De-mystifying conduct risk – practical ways to protect your firm27 February 2019 / London27 February 2019 @ 8:00 am - 9:15 am -

The FCA has made it clear that conduct risk is at the heart of UK regulation. But what does it mean in practice? Our February briefing will help you develop a plan to identify, manage and monitor conduct risk both at a strategic level and right down to the front line.

 

Cybersecurity Briefing6 March 2019 / Chicago06 March 2019 @ 4:00 pm - 5:15 pm -

There’s a gap between Compliance and IT responsibilities for security in most organizations. And we aim to cover some of those solutions to your problems. For example, what an ISSP will cover and also policy implementations.

Case studies

UK wealth manager and financial planner – pension switching suitabilityUK & Europe

Client type: UK wealth manager and financial planner

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