Bovill Americas

About
Sectors
- - Advisers
    - Advisers
      
      We provide US regulatory and compliance support services to SEC, CFTC/NFA, FINRA and exchange regulated financial services organizations
  - Broker / dealer
    - Broker / dealer
      
      We provides comprehensive US broker/dealer consulting registration services to companies looking to form a new broker/dealer, acquire an existing firm or expand their business activities
  - Funds
    - Funds
      
      We specialize in supporting a variety of funds with regulatory compliance including mutual funds, private funds, hedge funds and private equity funds
  - NFA members
    - NFA members
      
      Our Commodities and Derivatives team advises FCMs, introducing brokers, CPOs, commodity trading advisors, and proprietary trading firms. We also represent domestic and foreign exchanges, derivatives clearing organizations, and swap execution facilities.
  - Other sectors
    - Other sectors
      
      We support a wide variety of regulated firms from our offices in Chicago and New York, and can call on specialist sector knowledge from our colleagues across the world.
Services
Insights
People

Helping you navigate financial regulation

With offices in Chicago, New York, London, Singapore and Hong Kong, we're local specialists with global reach. When it comes to financial regulation, we've been helping our clients do the right thing for 20 years.

About us

Featured services

Adviser consulting

Broker/dealing consulting

SEC Mock Exams

Real estate executive charged with defrauding investor using falsified LOI

Relieving the burden of regulatory reporting

We can help with Form PF, Form 13F and Form CPO-PQR

Find out more

Latest insights

11 October 2021 | UK & Europe

UK broker fined $150,000 by US National Futures Association

The US NFA’s fine of $150,000 handed to a UK-based broker and swap dealer last month serves as a ...

7 October 2021 | Americas

NFA updates branch registration requirements

NFA has finalized its updated Interpretive Notice 9002 to registration requirements of branch off...

7 October 2021 | Americas

US Newsletter | October 2021

NEWSLETTER: Summer is behind us and it’s only 85 days to the end of the year – just a short...

4 October 2021 | Americas

SEC proposes changes to the Proxy Voting Rule disclosures

The SEC has proposed new amendments to the Proxy Voting Rules seeking to bring more transparency ...

All Insights

Advisers

Broker / dealer

Funds

NFA members