Servant of two masters: coping with regulatory requirements from the US and Europe – Singapore

The number of fund managers raising capital from outside Asia is showing no signs of letting up. But understanding the different regulatory landscapes can be confusing. There are multiple regulatory triggers depending on the source of investment and how it is invested. And the reporting requirements are far from simple.

For our next briefings in Hong Kong and Singapore, we’ll be joined by colleagues from the US and the UK to help demystify the varying requirements, particularly around reporting, and give us an update on current regulatory issues in their regions. The session will include:

From the US

• Regulatory developments and initiatives by SEC, CTFC / NFA
• Registration considerations with SEC
• Registration considerations with CTFC
• Marketing and Distribution options for managers seeking to raise funds in US

From Europe

• Regulatory developments and initiatives by FCA
• Regulatory developments and initiatives in Europe
• Marketing and Distribution options for managers seeking to raise funds in UK and / or Europe

Location

Room 902, National Trades Union Congress (NTUC) Centre, Level 9, One Marina Boulevard, Singapore 018989

Schedule & Rundown 

Registration and light lunch: 12noon
Briefing and Q&A: 12.30
Briefing ends: 13.45
This event will also be run in Hong Kong on 26 November 2019.